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FINRA

Allen Stanford

Private Regulator -- Where Current SEC Chair Was Top Official -- Also Fell Down On Stanford Job


Allen Stanford

A good catch by the government watchdog group POGO...

We told you yesterday about that internal SEC report on the Allen Stanford matter, which slammed the agency for failing to act on credible allegations that the banker was a fraud. But it wasn't just the SEC that appears to have fallen down on the job.

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Topics: Allen Stanford, FINRA, Mary Schapiro, Securities and Exchange Commission

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